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Risk + Compliance
We believe that ethical crises and similar problems can be successfully managed by including a forward-looking compliance review as part of the response to the crisis. Unlike other approaches, this is not “just another investigation,” nor is it a search to pin blame. It is instead a constructive effort to address culture, processes and procedures implicated in the crisis and to avoid the same and other problems in the future.
Our team understands that a moment of crisis can be an opportunity for a company to recommit itself to a compliant culture, and we will work to make sure that your company does not miss this opportunity by relying solely on ongoing investigations to provide guidance for the company’s future. In our years of experience, we have come to realize that ongoing investigations are narrow, often defensive and almost always seeking to identify wrongdoers instead of identifying systematic problems which may lead to new crises. It is unrealistic to expect that company employees, vendors and others will see a sudden crisis as an opportunity to reveal weaknesses in the systems, volunteer helpful information and be an asset in the process.
Services
Our experience both in a crisis and before one strikes is unmatched, and we will make sure that your company is in a position to proudly present its new compliance framework (and those who contributed in constructing it) to regulators and law enforcement as part of the solution to the problem.
Our expertise will help your company learn from its past conduct and apply this knowledge to make your company more compliant, ethical and prepared in the future.
Services include:
- Acting as independent experts
- Identifying vulnerable business areas
- Creating and modifying company codes of conduct
- Building an infrastructure to address and maintain compliance, including monitoring and auditing procedures
- Identifying compliance processes or software to help implement a compliance program
- Developing and managing an RFP process for compliance software
- Evaluating compliance software and providing options
- Developing employee education and training programs
- AI Risk Management
- DEA Regulatory Compliance
- Digital Asset Compliance + Consulting
- ESG – Environmental, Social, and Corporate Governance
- Faith-Based Solutions
- Financial Crime Consulting
- National Security Services
- Immigration + Border Services
- Privacy
- Trade Compliance
Our People
Case Studies
Media + Events
NY to Finance Sector Leaders: Let’s Get Personal
Continue ReadingImplementing effective AI compliance amid an evolving regulatory landscape
Continue ReadingCompliance Considerations of Cloud-based Technology in the Pharmaceutical Industry
Continue ReadingNavigating The Impacts Of Generative Artificial Intelligence (“AI”) On Compliance Programs
Continue ReadingThe China Syndrome: Competing Regimes Make Due Diligence a Tall Task
Continue ReadingOn the cutting edge: Emerging issues and best practices for ensuring effective compliance programs
Continue ReadingInternal Texts, Emails Increasingly Targeted in Lawsuits
Continue ReadingUncharted Waters: McDonald’s Case Ushers in New Era of C-Suite Accountability
Continue ReadingWell Done Is Better Than Well Said – The Mutual Benefit of Integrating ESG With Compliance
Continue ReadingUniversity Compliance Programs Need 3 Lines Of Defense
Continue ReadingWell Done Is Better Than Well Said – The Mutual Benefit Of Integrating ESG With Compliance: Part Two
Continue ReadingRepelling a Ransomware Attack: 5 Things You Need to do to Protect Yourself or Your Business From a Ransomware Attack
Continue ReadingIs A Lax Virtual Currency Compliance Program Putting Your Business At Risk?
Continue ReadingCrypto Exchanges in the Crosshairs of Compliance Regulators
Continue ReadingEstablishing a Global Culture of Compliance
Continue ReadingPreparing for the New World of Crypto Compliance
Continue ReadingThe Case for Inviting Compliance Executives into the C-Suite
Continue ReadingTech Alone Is Not Enough To Fight Financial Crime. Here’s Why.
Continue ReadingTrump’s Impact on Employment Visas: What Employers Should Expect
Continue ReadingWhy Corporate AI Policies Fail: Neglecting Cross-Functional AI Governance
Continue ReadingHow to Prepare for Increased Immigration Enforcement
Continue ReadingWhy Hotel Security Requires a Comprehensive Approach
Continue ReadingHow to Build a Strategy to Mitigate AI Risks
Continue ReadingWhy You Should Care About AI Governance
Continue ReadingMonitoring Against Whistleblower Retaliation
Continue ReadingDOJ Has Issued New Compliance Guidance. Now What?
Continue ReadingAI Data Center Task Force-Integrating Security from the Start
Continue ReadingWhy Corporate Accountability for Criminal Behavior Makes Due Diligence More Crucial Than Ever
Continue ReadingProtecting Organizations from Extreme Heat Waves Across the United States
Continue ReadingThe Benefits of Consumer Complaints: Improve Processes and Achieve Business Goals
Continue ReadingCan a Failed Privacy Program Lead to Fentanyl Trafficking or OFAC Violations?
Continue ReadingMandatory Reporting: Essential Insights for Child-Centric Organizations
Continue ReadingAI Governance – The Ultimate Human-in-the-Loop
Continue ReadingArtificial Intelligence Governance – First, Build On What You Have
Continue ReadingMoney Laundering, Terrorist Financing, and Investment Advisors – Yes, Financial Crime is Borderless and Legal Entity-Agnostic
Continue ReadingCombating Immigration Visa Fraud with the False Claims Act
Continue ReadingH-2B Visa: 3 Must Knows for Employers.
Continue ReadingA “Quick Guide” to Government Whistleblower and Voluntary Self-Disclosure Programs: Heed the Warning from DOJ to Strengthen Compliance Programs
Continue Reading3 Key Factors in Safeguarding National Security: Economic Sanctions, Voluntary Self-Disclosures, and Whistleblower Retaliation
Continue ReadingDefending Your Law Firm Against Cyber Threats
Continue ReadingFTC Proposes Strengthening Children’s Privacy Rule
Continue ReadingInvestment Advisers and Generative AI
Continue ReadingDOJ Maintains Interest in Bribery in Mexico and Latin America
Continue ReadingGuidepost Solutions Immigration Alert TPS Beneficiaries Re-Registration Period Extended – Employers Take Notice!
Continue ReadingNavigating Corporate Risk: The Imperative of Thorough H-1B Program Audits
Continue ReadingThe SEC has new Cybersecurity Rules. Are you prepared and ready?
Continue ReadingSummer Doldrums? Not for Human Resources Teams and I-9s!
Continue ReadingLines of Authority: The Critical Need for Role Clarity in Information Security Compliance
Continue ReadingIdentifying Minors in High-Risk Jobs
Continue ReadingThe EU and ESG: Why ESG matters to all multinational companies
Continue ReadingCompliance Experts Discuss Off-Channel Communications and Mobile Surveillance Policies
Continue ReadingForget Spy Balloons – The Bigger Threat is TikTok
Continue ReadingU.S. Attorneys’ Offices Voluntary Self-Disclosure Policy Watch Out for The Next Logical Step – Enforcement
Continue Reading10 Key Elements of a Child Abuse Protection Policy
Continue ReadingMergers + Acquisitions: 5 Tips For Navigating FCPA Risks
Continue ReadingFocus on Foreign Banks’ Sanctions Compliance Programs in the U.S. and Globally Upgrading and Empowering Compliance to Help Address National Security Risks
Continue Reading“Chipping” Away at the Right to Fundamental Research?
Continue ReadingForm I-9: A Whirlwind of Changes and More on the Way?
Continue ReadingPhysical Security. Risk Mitigation. Where to Begin?
Continue ReadingThe Sky Will Not Fall with New Justice Department CEO / CCO Certifications; Instead, the Sun Will Shine
Continue ReadingSanctions and The Supply Chain: Basic Steps to Protect Yourself
Continue ReadingThe Joint Commission Has Added New Workplace Violence Prevention Requirements for the Healthcare Industry
Continue ReadingAddress Your Compliance “Tail Risks” Now
Continue ReadingWith Enforcement Actions Likely to Increase in 2022, Companies Should Ask Where the Bodies are Buried
Continue ReadingHostile Takeovers – It’s Time to Dust Off the Defensive Playbook
Continue ReadingWhat Would Sherlock Holmes, The Pinkertons, and Magnum P.I. Do During COVID-19?
Continue ReadingCompliance for Government Contractors
Continue ReadingIs Your Antitrust Compliance Program Robust and Effective?
Continue ReadingIs a Monitor on the Horizon?
Continue ReadingA Robust Whistleblowing Program is an Essential Component of a Comprehensive Compliance Program
Continue ReadingRegulators are Catching Up With the Crypto Boom
Continue ReadingShould Your Company Seek ISO 37001 Certification to Strengthen Its Anti-Bribery Program?
Continue ReadingBefore ICE Comes Knocking: Strategies to Address Worksite Enforcement
Continue ReadingSanctions Compliance Requires More Than a Filter
Continue ReadingBribery and Corruption: Real World Risks & Lessons
Continue ReadingSanctions, Anti-Corruption and Export Controls Compliance in the KSA Conference
Continue ReadingAdvanced Compliance and Ethics Workshop 2024
Continue ReadingIIB 2024 BSA/AML/OFAC Training Series
Continue ReadingFinancial Services Cybersecurity Risk Management 2024
Continue Reading2024 IHFDA Annual Conference
Continue ReadingPuerto Rico Financial Services Forum
Continue ReadingNACUA Annual Conference
Continue ReadingCompliance Week Financial Crimes & Regulatory Compliance Summit
Continue Reading2024 AILA National Conference on Immigration Law
Continue ReadingEngage 2024
Continue ReadingSCCE Corporate Compliance Enforcement Conference
Continue ReadingIIB Regulatory Compliance Seminar
Continue ReadingIIB Annual AML Conference
Continue ReadingNational Conference on AI Law, Ethics and Compliance
Continue ReadingNYC Bar Compliance Institute 2023
Continue ReadingNational Conference on AI Law, Ethics and Compliance
Continue ReadingSCCE’s 22nd Annual Compliance & Ethics Institute
Continue ReadingIIB Regulatory Compliance Seminar
Continue ReadingEmployees Are Defrauding Commercial Insurers. How Can It Be Prevented?
Continue ReadingCompanies Face New Normal of Tariffs, Trade Regulation Compliance
Continue ReadingBanks face new risks as US tightens sanctions on Russia
Continue ReadingSEC, DOJ Say That ‘Pillow Talk’ and Texting Can Break the Law
Continue ReadingProposed Money Laundering Rule for Real Estate Coming Soon
Continue ReadingHow to Prevent Retail Theft During the Holidays and Year Round
Continue ReadingCompliance leaders are balancing constrained budgets and tech investments
Continue ReadingEurostar adopts biometric check-in on UK-France trains, experts warn of risks
Continue ReadingExperts: Pressure on compliance to begin assessing AI Act impact
Continue Reading4 Big Regulatory Issues To Ponder in 2023
Continue ReadingInternal Texts, Emails Increasingly Targeted in Lawsuits
Continue ReadingSour U.S.-China Relations Feed the Fentanyl Crisis
Continue Reading5 trends shaping financial crime compliance for banks
Continue ReadingBart M. Schwartz Wins Compliance Week’s Best Consultant/Advisor – Small Company
Continue ReadingUnclear Why Mueller Didn’t Question Trump: Myers Wood
Continue ReadingThe Multinational Guidepost Solutions Acquired CIS to Grow in the Region
Continue Reading10 Top CEOs Share Quotes About Our Digital Future
Continue ReadingCompliance and AI-Julie Myers Wood on Navigating the AI Compliance Landscape: Mitigating Risks
Listen to PodcastCompliance Frameworks and Management
Listen to PodcastGuidepost in Motion Privacy Matters Part 3: Balancing Social Media Presence and Privacy
Listen to PodcastGuidepost in Motion Privacy Matters Part 3: Balancing Social Media Presence and Privacy
Listen to PodcastEric Young on the Evolution of the CCO
Listen to PodcastWhat Can Healthcare Compliance Programs Learn from Other Industries?
Listen to PodcastGuidepost in Motion: Privacy Matters Part 2: “TMI”-The Privacy Dilemma of Social Media
Listen to PodcastGuidepost in Motion: Privacy Matters Part 2: “TMI”-The Privacy Dilemma of Social Media
Listen to PodcastGuidepost in Motion: Privacy Matters Part 1: Privacy vs. Convenience
Listen to PodcastGuidepost in Motion: Privacy Matters Part 1: Privacy vs. Convenience
Listen to PodcastGuidepost in Motion: State of Compliance with Alixandra Smith Part 2
Listen to PodcastIIB Bank Talk: Alixandra Smith and Eric Young Discussing Governance, Risk, and Compliance Affecting FBOs
Listen to PodcastGuidepost in Motion: State of Compliance with Alixandra Smith Part 2
Listen to PodcastGuidepost in Motion: State of Compliance 2022 with Alixandra Smith Part 1
Listen to PodcastGuidepost in Motion: State of Compliance 2022 with Alixandra Smith Part 1
Listen to PodcastGuidepost in Motion: The Security Challenges of Returning to the Workplace Part 2
Listen to PodcastGuidepost in Motion: The Security Challenges of Returning to the Workplace Part 2
Listen to PodcastGuidepost in Motion: The Security Challenges of Returning to the Workplace Part 1
Listen to PodcastGuidepost in Motion: The Security Challenges of Returning to the Workplace Part 1
Listen to PodcastGuidepost in Motion: Off the Chain Part 2: Innovations and Best Practices in Crypto and Blockchain
Listen to PodcastGuidepost in Motion: Off the Chain Part 2: Innovations and Best Practices in Crypto and Blockchain
Listen to PodcastGuidepost in Motion: Off the Chain Part 1 The C-Suite Transition to New Technologies
Listen to PodcastGuidepost in Motion: Off the Chain Part 1 The C-Suite Transition to New Technologies
Listen to PodcastGuidepost in Motion EP 15: Vori Health: Launching a Virtual Start-up from a Compliance Perspective
Listen to PodcastGuidepost in Motion EP 15: Vori Health: Launching a Virtual Start-up from a Compliance Perspective
Listen to PodcastGuidepost in Motion EP 14: An Interview with Compliance Legend Eric T. Young
Listen to PodcastGoing Back to the Workplace Safely with Julie Myers Wood
Listen to PodcastGuidepost in Motion: Red Flags of Drug Diversion Episode 2
Listen to PodcastGuidepost in Motion: Red Flags of Drug Diversion Episode 2
Listen to PodcastGuidepost in Motion: Red Flags of Drug Diversion Episode 1
Listen to PodcastGuidepost in Motion: Red Flags of Drug Diversion Episode 1
Listen to PodcastLisa Gentilcore, Compliance Expert and Former Senior FBI Leader, Joins Guidepost Solutions as Senior Managing Director
Continue ReadingGuidepost Solutions Hires Stephanie Talamantez as Managing Director, Enhances its Emerging Issues and Technology Practice
Continue ReadingGuidepost Solutions Grows Leadership Team with the Rehire of Louis J. Milione
Continue ReadingGuidepost Solutions Expands DEA Regulatory Compliance Practice
Continue ReadingGuidepost Solutions Hires Samantha Kilpatrick to Lead New Faith-Based Organizations Practice Group
Continue ReadingGuidepost Solutions Welcomes Compliance Expert Crystal Jezierski as Senior Managing Director
Continue ReadingGuidepost Solutions Welcomes Krista Tongring, Former Acting Section Chief at the Drug Enforcement Administration Office of Compliance
Continue ReadingNavigating I-9 Compliance in a Trump Era of Enforcement
View WebinarSCCE: On The Cutting Edge: A Discussion of Best Practices for Building and Enhancing a Culture of Ethics and Compliance
View Webinar
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