SCCE: On The Cutting Edge: A Discussion of Best Practices for Building and Enhancing a Culture of Ethics and Compliance

Bart M Schwartz / Robert Roach
Event Date 07/27/2023

Bart M. Schwartz and Robert Roach will lead a though-provoking webinar with practical tips for creating a strong culture of ethics and compliance; a review of the latest expectations of the US Department of Justice and other federal agencies on establishing and implementing effective ethics and compliance programs; and information on how to use compliance maturity models.

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Headshot of Guidepost Solutions Chairman Bart Shwartz

Bart M Schwartz


Described by The New York Times as the person “often sought out in…thorny situations,” Bart M. Schwartz is a founder and the chairman of Guidepost Solutions, where he provides compliance, ethics, and integrity monitoring and investigative services. He is a former Chief of the Criminal Division of the United States Attorney’s Office for the Southern District of New York. For more than 30 years, Mr. Schwartz has managed sensitive and complex matters for a wide array of clients including government agencies, international corporations, and not-for-profits.

Robert Roach in a white shirt and tie is smiling for a professional photograph

Robert Roach

Senior Advisor

Robert Roach is an internationally recognized expert on matters involving compliance, enterprise risk management, monitoring and internal investigations. As a member of Guidepost Solutions’ Risk and Compliance and National Security teams, he is available to develop compliance, risk management and monitoring programs for U.S. domestic and international organizations in a number of complex regulatory areas, including: antitrust, export control and trade sanctions laws, data privacy, equal opportunity laws, the Foreign Corrupt Practices Act and other international antibribery laws, higher education and research compliance laws, supply chain ethics and international fair labor standards compliance. Prior to joining Guidepost, Mr. Roach served as the Vice President, Chief Global Compliance Officer at New York University, the largest private university in the U.S where he was responsible for establishing and leading NYU’s compliance programs at three degree-granting campuses in New York, Abu Dhabi, and Shanghai and 11 additional global academic sites.