RESULTS FOR: Whistleblowing
October 14, 2019 | Compliance
Whistleblowing is in the news. Current events are a timely reminder of the importance of having in place sound and up-to-date policies, procedures and programs for whistleblowing. A number of prudential regulators, such as federal and state bank regulators, and the Securities and Exchange Commission, all include review of a company’s whistleblowing program as standard in periodic examinations or inspections.
A robust whistleblowing program is an essential component of a comprehensive compliance program for financial institutions and other large corporations. … Read More