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Apple Insider Trading Case Underscores Basics of Effective Internal Investigations

March 1, 2019 | Financial Crime Consulting Investigations

Lesson From Apple

The Securities and Exchange Commission recently filed a lawsuit against a former Apple executive alleging he engaged in insider trading. According to the SEC’s complaint, as the previous global head of corporate law and corporate secretary, he was responsible for ensuring that employees complied with the company’s policy on insider trading. He also received material non-public information about Apple’s finances as a member of the company’s disclosure committee. The SEC alleges he, on at least three occasions, … Read More

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