September 13, 2022 | Podcasts | IIB Bank Talk
Alixandra Smith, Deputy Chief of the Criminal Division at the United States Attorney’s Office for the Eastern District of New York, and Eric Young, Senior Managing Director of Guidepost Solutions and former multi-decade Chief Compliance Officer, discuss all things governance, risk, and compliance as they relate to foreign banking organizations, specifically with regard to recidivist behavior, monitorships, individual accountability, C suite certifications, and more.
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September 13, 2022 | Podcasts
Eric T. Young and Alixandra Smith, deputy chief of the Criminal Division at the U.S. Attorney’s Office for the Eastern District of New York, continue their discussion about the Department of Justice’s expectations of corporate compliance today, including the requirement for chief executive officers and chief compliance officers to certify that their compliance programs are effective. They also talk about sanctions as a matter of national security.
(Disclaimer: The views expressed in this podcast are not necessarily those of the … Read More
September 12, 2022 | Media Mentions | Dot LA
Venmo and Paypal, amongst other payment apps, have made it easy for individuals to send electronic forms of payment to and from each other. It has also made it easier for scammers to con people out of money. Katya Gozias tells readers this is not something new, in fact it is a continuation of past fraud schemes. Katya adds the only way to not fall into a scammers phishing tactic is to be extra cautious and aware of anything that … Read More
September 7, 2022 | Podcasts
Eric T. Young welcomes Alixandra Smith, a deputy chief of the Criminal Division at the U.S. Attorney’s Office for the Eastern District of New York. The two discuss the Department of Justice’s renewed approach about corporate culture, including the prosecution of companies and individuals for their specific criminal violations and misconduct. They also talk about the importance of compliance in the context of the successful prosecutions of Foreign Corrupt Practices Act and money laundering violations by Goldman Sachs.
(Disclaimer: The … Read More